The SEC’s September 17, 2024, actions signal its commitment to penalize non-compliance, while encouraging market participants to self-report violations. On September 17, 2024, the US Securities and ...

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The US Securities and Exchange Commission and blockchain payments firm Ripple agreed to pause their appeals in the ongoing XRP legal battle, signaling a potential move toward a final settlement. The ...

The SEC argues that Ripple’s claims do not negate the need for injunctions to prevent future violations. Ripple Labs and the United States Securities and Exchange Commission (SEC) have made ...

The complaint brings one claim against Musk, alleging he violated federal securities law by failing to properly disclose that as of March 14, 2022, he owned more than 5% of Twitter's outstanding ...

On December 20, 2024, the U.S. Securities and Exchange Commission (SEC) announced that it settled charges issued against one registered investment adviser and two private companies for failing to file ...

The long-running legal battle between the U.S. Securities and Exchange Commission (SEC) and Ripple Labs has taken a significant turn, with both sides filing a joint motion to hold the ongoing appeal ...

The Securities and Exchange Commission (SEC) has filed charges against the CEO of a startup artificial intelligence (AI) firm and his wife. The SEC alleges fraud involving fake audit reports and other ...

The U.S. Securities and Exchange Commission (SEC) has filed a lawsuit against Consensys, alleging significant violations of federal securities laws. The SEC claims that Consensys failed to register as ...

The SEC on Thursday filed civil charges Mark Anthony Longoria, an employee at AMD; Daniel DeVore, an executive at Dell; Flextronics executive Walter Shimoon; and Winifred Jiau, a consultant charged ...

xThe U.S. Securities and Exchange Commission (SEC) filed charges against three former Computer Associates (CA) finance executives on Thursday stemming from its probe of accounting violations at the ...